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Mutual of America
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101	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-03 16:20:34 Disgorgement Government U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Exchange Act Financial regulation Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime United States Securities and Exchange Commission Fair Fund
102	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-25 10:34:12 73rd United States Congress Fair Fund U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Government Financial economics Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime United States securities law
103	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:17:42 Fair Fund United States Securities and Exchange Commission Government U.S. Securities and Exchange Commission Investment Company Act Disgorgement Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Financial economics Investment
104	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 25, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 13:08:28 Financial services Institutional investors Hedge fund U.S. Securities and Exchange Commission Investment Advisers Act Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Financial economics Investment Finance
105	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 19, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-19 17:33:54 Disgorgement U.S. Securities and Exchange Commission GLG Partners Mutual fund scandal Government Corporate crime Fair Fund United States Securities and Exchange Commission
106	Microsoft Word - NQ-IDX 1-14.docx Add to Reading List Source URL: ssc.nwservicecenter.com Language: English - Date: 2014-04-08 08:35:47 Investment Goldman Sachs Rockefeller Center Subprime mortgage crisis Bank of America Nationwide Mutual Insurance Company Companies listed on the New York Stock Exchange Primary dealers Economy of the United States Financial services
107	INITIAL DECISION RELEASE NO. 727 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 13:10:27 Financial services Institutional investors Collective investment schemes Hedge fund Investment Advisers Act Financial adviser Investment Advisor Mutual fund Financial economics Investment Finance
108	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 29, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 14:45:37 Financial regulation Securities Exchange Act Government Securities Act U.S. Securities and Exchange Commission Securities and Exchange Commission United States World Group Securities Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
109	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 17:05:18 Disgorgement Government Securities and Exchange Commission Securities Commission Politics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
110	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 19, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-19 17:49:57 Fair Fund United States Securities and Exchange Commission Financial services Funds Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment Corporate crime

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